| Forms |
| Forms |
Download |
|
1. Account Opening Form (Individual / Joint Account)
|
|
|
2. Account Opening Form (Corporate Account)
|
|
|
3. Notice of Account / Service Termination
|
|
|
4. Change of Client Information
|
|
|
5. Authorization Letter From Margin Clients
|
|
|
6. Certified Extract of Resolution
|
|
|
7. Proxy Form
|
|
|
8. Settlement instruction form (For Broker Use Only)
|
|
|
9. Professional Investor Declaration
|
|
|
10. Proxy Corporation Representative Appointment Form
|
|
|
11. Withdraw Stock Form
|
|
|
12. Self-Certification Form – Individual
|
|
|
13. Self-Certification Form – Controlling Person
|
|
|
14. Self-Certification Form – Entity
|
|
|
15. The Client Trading Master Document (Terms & Conditions)
|
|
|
16. Checklist – Documents to be provided by Investor for account opening
|
|
|
17. W-8BEN-E
|
|
|
18. W-8BEN
|
|
|
19. W9
|
|
|
20. Authorization for Third Party to Operate Account
|
|
|
21. Deed of Guarantee
|
|
|
22. Confirmation of Comply with Anti-Money Laundering (“AML”) and Counter
|
|
|
23. Authorization for third party to apply eIPO
|
|
|
24. Funds withdrawals
|
|
|
25. Client Risk Tolerance Level Questionnaire
|
|