Commission and Charges

Trading Charges Scheme
Services	Charges	Max/Min Amt. and remarks
Stamp Duty	0.1% of turnover (rounded up to the higher dollar)	Collected on behalf of HK Govt.
		Min Amt. HK$1
Client CCASS Fee and HKSCC Fee	0.01% of turnover, Min Amt. HK$10	Collected on behalf of CCASS
Transaction Levy	0.0027% of turnover	Collected on behalf of SFC
Trading Fee	0.00565% of turnover	Collected on behalf of HKEx
Commission
Services	Charges	Max/Min Amt. and remarks
Commission	0.25% of turnover	Min. Amt. HK$85.00
Cash Account and Custodian Account Overdue Interest	Prime Rate + 4%	/
Margin Account Lending Rate	Prime Rate + 4%	/
Nominee Service Charges Scheme
Services	Charges	Max/Min Amt. and remarks
Scrip Fee	HK$2 per board lot	Min. Amt. HK$20.00
Transfer Deed	HK$5 per transfer deed	Collected by HK Revenue Department
Dividend Collection	0.35% of dividend amount
	0.12% charged by HK Clearing
Takeover Bid & Rights Issue	Right / Warrant Exercise Collecting Charge Handling Charges HK$1.0 per board Lot (Less than 1 board Lot count as 1 board Lot)	Min Charge HK$100
	Bank Charges (Optional)	HK$50
Stock Withdrawal – Physical	HK$1.5 per board lot HK$3.5 per board lot Collected by HK Clearing Total: HK$5 per board lot	Collected by HK Clearing Min charge: HK$20
Claim for Dividend & Bonus Issue	1% of dividend amount	Min charge: HK$200 1. admin costs to be levied 2. arge no matter claim is successful 3. deposit fee for bonus issue
Deposit via CCASS (SI or ISI Sock Withdrawal)	SI Out - 0.05% of stock value on the previous trading day Free charge for physical stock transfer to TigerFaith Securities Limited.	Min charge: HK$10, and Handling fee HK$100 per transaction
Handling Charge for OTC trade	0.25 % of turnover	Min charge: HK$100. Charge for large deal, please contact your broker
Stock Deposit	HK$2.5 per board lot	Collected by HK Clearing: 1. Min charge for 1 board lot 2. Charge will be levied for all stock deposits including non-CCASS stocks
Retrieving Yearly Account Statement	HK$200 per transaction	HK$20 per duplicate copy
Covered Warrant Conversion	1. Stamp duty: HK$5(per stock) 2. Transfer fee per board lot: HK$0.8 3. Printing fee: stock value on right issue day 4. Warrent fee: HK$200 (by HK Clearing) 5. Cancellation fee for covered warrant: HK$5 per board lot (by HK Clearing) 6. Handling fee: HK$0.80 per board lot plus admin charge for HK$20	Min charge: HK$100 Customer needs to pay for both fee for covered warrant excerise and charges by HK Clearing
Charge for Returned Cheque	HK$60 per each	Not applicable
IPO Application	Cash subscription: HK$40 Margin subscription: HK$100
Stock custody fee	HK$0.03 per board lot per month**	Min charge: HK$500

* Negotiable rates for large amount financing
** Negotiable